Comment by saghm

Even if that's the case, I feel like accurately knowing which regulations you're in compliance with and not is would be kind of important from a risk management perspective. From a "maximize profits" perspective (which I'm not saying is good but what you're saying you thought they operated with), you'd want to know the potential gain from ignoring a given regulation and the likelihood of getting caught (along with the cost of the punishment if that's happens). This is the kind of math that I'd expect a finance company to be pretty familiar with, and giving that up for a fuzzy "idk if we're in compliance or not" check seems like a pretty huge liability (unless there's confidence in not being liable for blindly trusting the LLM, which I hope is not the future we're headed for but I guess I can never be totally confident in us not somehow ending up with rules that defy common sense).